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Personal Finance (Not Investing) • Reverse Rollover, Recharacterization, Backdoor Roth

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Trying to determine how reporting works on Form 8606. My wife has a basis of ~5000k from prior year in her Traditional IRA. Earlier in the year we did a reverse rollover of funds from her traditional IRA to her 401k at work (leaving the basis), followed by a rollover of the basis from the traditional IRA to a Roth IRA, leaving it with a zero balance.

We also realized that this year we're over the income threshold for the usual roth contributons, so we subsequently recharacterized the roth contribitions made YTD into a second (zero balance at start of year) Traditional IRA account, and made remaining non-deductible contributions to the Traditional IRA.

Now we're at the end of the year and we want to convert what has grown to ~$7000 to a Roth IRA. However, the last $250 contribution, made just last week, is showing as a credit with Vanguard, but hasn't yet cleared and is unavailable for the Roth conversion.

I'd wanted to end up with no pre-tax and no after-tax funds in the IRA as of 12/31, but now am doubting that's possible. I don't want to run afoul of the pro-rate rule. I'd wanted to have a zero balance in the traditional IRA account as of 12/31 of the current year, but don't think that will be possible. Will I run afoul of the pro-rata rule? How doess this impact reporting on form 8606?

Statistics: Posted by dje7 — Tue Dec 26, 2023 10:01 am — Replies 0 — Views 17



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