Personal Investments • If my mother said farewell to her financial advisor...

If my mother said farewell to her financial advisor, what could she do with the following Class A front-loaded mutual funds?:

FUND NAME (CUSIP)
American Europacific Growth (298706102) AEPGX
Blackrock Health Sciences Opportunities Portfolio Class A (91937573) SHSAX
Clearbridge International Growth Fund Class A (524686540) LGGAX
Guggenheim Total Return Bond Fund Class A (40168W541) GIBAX
JP Morgan Hedged Equity 2 Fund (46645V394) JHDAX
Pimco Income Fund Class A (72201F474) PONAX

Would she be able to transfer the shares in kind to a self-managed brokerage?

If so, do some brokerages accept in kind transfers like this (and others not)?

If not, what might you advise. It is about $145K balance now. At this moment, I do not know the cost basis.

Would the answer be different for holdings of shares of individual stocks?

Statistics: Posted by BogBod — Wed Jun 12, 2024 3:10 pm — Replies 6 — Views 690

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